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Abstract
Introduction
Mechanism
Parasitic infections
Diarrhoea and respiratory infections
Iodine deficiency
Iron deficiency
Zinc deficiency
Other nutritional deficiencies
General conclusions and policy implications
References
Sally M. Grantham-McGregor, Lia C. Fernald, and Kavita Sethuraman
The authors are affiliated with the Centre for International Child Health, Institute of Child Health, at the University College London Medical School in London.
The following paper and its accompanying paper (Grantham-McGregor SM, et al. Effects of health and nutrition on cognitive and behavioural development in children in the first three years of life. Part 1: Low birthweight, breastfeeding, and protein-energy malnutrition. Food Nutr Bull 1999;20:53-75) review the literature on the conditions that are prevalent and considered to be likely to affect child development and are therefore of public health importance. The reviews are selective, and we have generally focused on recent work, particularly in areas that remain controversial. The reviews are restricted to nutritional and health insults that are important in the first three years of life. Where possible, we have discussed the better studies. This paper considers the effects of infections and the major micronutrient deficiencies: iodine, iron, and zinc.
This review is restricted to early childhood infections that are common in low-income countries and are likely to affect childrens development, thereby having public health implications. Repeated or chronic infections in pregnancy may lead to low-birthweight babies, and many specific infections, such as rubella, syphilis, and HIV, can have detrimental effects on the foetus. These issues are important but are not the focus of this paper and therefore they will not be discussed further.
Gastroenteritis, respiratory infections, and malaria are the most prevalent and serious conditions that may affect development in the first three years of life. It is estimated that children under five years of age in developing countries suffer from 3.5 episodes of diarrhoea per year and 4 to 9 respiratory tract infections in the first two years [1-3].
Other conditions have detrimental effects on childrens development by affecting vision and hearing but are not life-threatening, such as repeated otitis media, which may impair hearing, and onchocerciasis, which causes blindness. Recently, there has been increased interest in the possible role of geohelminth infections in young childrens development, which are estimated to affect greater than a quarter of the worlds population [4]. However, infections are not usually intense in very young children, and school-aged children are at greater risk [5].
Infections are likely to affect childrens development through several different mechanisms. Reduced dietary intake may occur secondary to anorexia or malabsorption, actual nutrient loss may occur secondary to protein-losing enteropathy, and increased demands may be present due to fever and the immune response. Anaemia and iron deficiency can also occur secondary to infection, haemolysis, and actual bleeding into the gut in the case of certain geohelminths. There is also the suggestion that the immune response itself may directly affect cognition and mood. In a series of studies in adults, Smith [6] showed that colds and influenza affect cognition and that even subclinical infection can impair performance. The impairments are present in the incubation period and for some time following recovery when symptoms are no longer present.
Infections also cause general malaise and apathy, and apathetic children generally demand and receive less stimulation from the adults in their environments. If a child suffers from long and repeated periods of decreased activity and exploration, this inactivity alone can lead to poor development. In Kenya, parents of children who suffer from frequent illness are less likely to interact socially with them but spend more time giving basic care [7].
It is important to remember that infections are more likely to occur in children from poor, overcrowded homes, with inadequate sanitation and water supply [8 - 10]. Furthermore, the symptoms are more likely to be prolonged where good medical care is unavailable. Children in these homes are already likely to be at risk of poor development from sociocultural deprivation. In addition, infections occur more often in children who are undernourished, another risk factor for poor development. It is likely that infections will have a greater effect on the development of children who are already vulnerable. Although there are ample reasons to suspect that infections would affect childrens development, there are very few data on the topic, with the possible exception of the effects of parasites in older children.
There are several recent in-depth reviews of studies on the effect of parasitic infection on childrens behavioural development [5, 11, 12], so we will discuss them only briefly here. Ascaris lumbricoides (roundworm), Trichuris trichiura (whipworm), and hookworm are all associated with poor levels of development in children as well as poor sociocultural and economic conditions. Therefore, randomized treatment trials are necessary to establish a causal relationship. The relationship of schistosomiasis to childrens development and social background is even more difficult to understand, because often the more active, adventurous child is the one who becomes infected [13]. Thus, infected children may not always appear disadvantaged compared with peers [14].
Unfortunately, many studies have not had rigorous designs, and almost all concern older children. Two randomized controlled trials showed benefits to childrens cognition following anthelminthic treatment. One concerned T. trichiura infections [15] and the other hookworm [16]. However, in the latter study iron treatment was also given, so that anthelminthic treatment cannot be separated from iron treatment. Other investigators failed to replicate these findings in children infected with T. trichiura or Ascaris in carefully designed studies [Watkins WE, personal communication, 1998; 11; 17; 18]. However, in post hoc analyses, subgroups of undernourished or heavily infected children showed some improvements with treatment. It is highly likely that extremely heavy infections that cause undernutrition or anaemia, such as Trichuris dysentery syndrome, will have a detrimental effect [19], but this level of intensity is less common. At present, it is an open question whether mild to moderate infections with geohelminths affect childrens development in the absence of anaemia or undernutrition. One caution is that very young children are likely to be more vulnerable to infections, and where infections are prevalent in the first three years of life, we need to examine their effect.
The World Health Organization (WHO) estimates that 2,200 million of the worlds population in some 90 countries are exposed to malaria [20]. Malaria is one of the most important causes of mortality and morbidity among young children, and it is estimated that 600,000 children under five years of age die of malaria annually [21]. Malaria affects childrens growth [22, 23] and haemoglobin levels [24, 25]. Although it is likely that repeated attacks would detrimentally affect childrens development, there is a surprising lack of data on the topic except for studies looking at the sequelae of cerebral malaria [26-28].
Few studies have been conducted on the effects of diarrhoea and respiratory infections. In an exploratory longitudinal study of 164 infants in Taiwan, children who had episodes of respiratory infections or gastroenteritis in both the first and the second three months of life had lower scores on the Bayley motor (respiratory p < .05, gastroenteritis p < .10) and mental scales (both p < .10) at eight months of age [29]. When nutritional status was controlled, the trends remained and the effect of respiratory infections on the motor scale remained significant.
In an in-depth study of Kenyan toddlers, morbidity was recorded by weekly recalls from 18 to 30 months of age, behaviour was observed at home, the Bayley Test was administered at 30 months, and a comprehensive battery of cognitive and language tests was administered at five years of age. The toddlers were sick with mild to moderate infections an average of three days a week, with girls having more illness [7]. Girls with more illness played and vocalized less at home and had poorer cognitive skills than girls with less illness. This difference remained significant when extensive covariates and nutritional status were controlled for.
In a Jamaican study of stunted children, aged 9 to 24 months on enrolment, the number of days the children were too sick to play or run around in the following two years was related to their developmental levels on the Griffiths Test. This finding was probably an indicator of the more severe infections, as there was no relationship between the number of days with symptoms of respiratory infections and the number of days with diarrhoea.
In another study from Brazil [Morris S, personal communication, 1998], the number of days ill with diarrhoea in the first six months of life was related to poorer performance on the Bayley Test at 12 months of age in low-birthweight babies but not normal-birthweight babies. This later finding is another example of an interaction between two concurrent biological risk factors.
In conclusion, it appears that repeated infections in early childhood put the child at risk for poor psycho-motor development. However, there are very few studies, and we were unable to find studies of long-term effects. It would be helpful to have more research on the topic, including countries with endemic malaria. From a policy perspective, it would appear that special attention should be paid to the development of children who suffer from repeated infections.
Observational studies
Intervention studies
Conclusions about iodine deficiency and development
Policy implications
According to the 1993 WHO report, 1.6 billion people live in areas of iodine deficiency, and approximately 20% of them have goitre. There are limitations in estimating prevalence using an indicator such as the total goitre rate, and more recent studies have begun reporting urinary iodine excretion. It is likely that the prevalence of iodine-deficiency disorders has fallen, as major efforts have been under way to iodize salt universally. Goals set by UNICEF and WHO to achieve universal salt iodization aim to have all salt for human and animal consumption iodized [30].
Most people at risk for iodine deficiency live in areas where the soils are low in iodine content due to leaching caused by high rainfall, melting snow, flooding, or glaciation. Mountainous areas are particularly at risk, with severely deficient areas in the Andes, the European Alps, the Himalayas, and mountain ranges in China. All crops grown in iodine-deficient soil are iodine deficient, which means that organisms that are dependent primarily on food grown in the earth will also experience iodine deficiency [31].
Iodine is a constituent of the thyroid hormones, thyroxine (T4) and triiodothyronine (T3), which are essential to human functioning because they influence skeletal maturation and the development of the central nervous system and regulate many other physiological processes [32-34]. Iodine deficiency in adults and children is usually characterized by low levels of T4 and high levels of thyroid-stimulating hormone (TSH) [35-39].
Iodine deficiency is the most common preventable cause of mental deficits and is a major public health issue [31,40]. Iodine-deficiency disorders [41, 42] include a wide range of conditions, including increased pre- and postnatal mortality, goitre, and cretinism. The effects on development are now thought to include cognitive, sensory, and motor deficits. Iodine-deficiency disorders can also take their toll socio-economically, with lower work output per capita income and less productive farm animals in iodine-deficient areas [43].
Studies of goitrous and non-goitrous children
Studies have shown inconsistent differences between goitrous children and non-goitrous controls in terms of outcome measures of intelligence [44, 45]. The results may not be consistent because there is no clear relationship between the level of hypothyroidism and the presence of goitre [46].
Studies comparing children in iodine-deficient and iodine-sufficient areas
Consistent results have been obtained in studies evaluating the IQs of children living in severely or moderately iodine-deficient villages, as compared with children in iodine-sufficient or only mildly iodine-deficient areas (table 1) [47-56]. Children in areas of iodine deficiency have significantly lower levels of mental development when assessed with Ravens Matrices, cognitive tests, the Weschler Intelligence Scale for Children (WISC), Griffiths, or Bender-Gestalt Test [48-56]. In a meta-analysis of 18 studies evaluating the relationship between iodine levels in children and adults and cognitive function, individuals who had experienced some iodine deficiency had average IQs 13.5 points lower than controls [57]. Although the meta-analysis may be criticized for using such a wide range of study types, ages, and developmental outcome measures, it affirms the relationship between iodine deficiency and poor mental development. However, in most studies the complexity of factors that may affect both iodine intake and mental development of children was underestimated. Many confounding factors were not taken into account, such as socio-economic status, degree of isolation, access to health care, income levels, availability of water and electricity, quality of education, amount of inbreeding, and other cultural issues.
Another problem in evaluating neurodevelopmental outcome is that most studies used infant developmental assessments or IQ tests that may not have been culturally appropriate or standardized for the population. Furthermore, it is not possible from these studies to separate intrauterine effects of iodine deficiency from childhood effects.
Maternal supplementation studies
Oral administration of oil to pregnant women pre-conception or during the first trimester has been shown to increase placental weight, reduce rates of prematurity, stillbirths, and abortions, and eliminate abnormal hormone levels in newborns [58, 59].
Several studies have investigated the effects of iodized oil given to women before and during pregnancy on their childrens mental development (table 2) [60-69]. Early studies often used the weakest intervention design of comparing supplemented people in one village with non-supplemented people in another matched village. Based on the extensive investigations of children from two Ecuadorian villages, for example, iodination was associated with a reduction in severe developmental defects such as cretinism and better scores on IQ tests [60,61,70,71]. The studys design had many problems, including non-blinded treatment and inadequate matching of villages. Therefore, it is not possible to draw firm conclusions about the effects of supplementation on mental development from these data.
TABLE 1. Observational studies of children from iodine-deficient areas
Source |
Study type and sample |
Outcome measures |
Results |
||
Azizi et al. (1995) Iran [48] |
n = 271,6-16 yr, similar SES, education levels,
schoolteachers, exposed to many of same influences (radio, TV, toys) |
Ravens IQ |
Ravens IQ: C > B* > A**(116>96>89) |
||
Tiwari et al. (1996) India[49] |
n = 200, boys 9-15 yr, case-control design |
Human maze learning |
Children from I-deficient villages: lower scores in human maze
learning**; slower verbal learning in serial learning** (not in free recall);
worse performance in pictorial learning**; less motivation**; interaction
between I deficiency & age |
||
Azizi et al. (1993) Iran [50] |
n = 105,6-15 yr, children from 3 different villages |
Bender-Gestalt Test Hearing |
Thyroid function & somatic growth are normal |
||
Vermiglio et al.(1990) Italy [51] |
n = 1089, 6-12 yr, living in 2 areas |
Bender-Gestalt Test |
Bender-Gestalt Test results of A & Bv.C.*** (223v. 27
performing defectively or borderline) |
||
Fenzi et al.(1990) Italy [52] |
6-14 yr, living in 2 areas 384 from representative sampling of
1 area of moderate I deficiency, goitre prevalence of 52% |
WISC-R |
No overall difference in |
||
Boyages et al. (1989) China [53] |
n =270, 7-14 yr, from urban & rural areas |
Griffiths Mental |
Mean IQ lower*** in children from I-deficient village, in
spite of iodized salt prophylaxis |
||
Bleichrodt et al.(1987) Spain [54] |
n = 355,0-12 yr, from 7 different villages |
Mental development: |
Lower scores of mental development in children from
I-deficient areas for all age groups* |
||
Bleichrodt et al.(1987) Indonesia [54] |
n = 245,6-20 yr, from 2 villages |
Test Intelligensi Anak & Test Intelligent Koletip,
Indonesia |
Lower scores of mental development in children from
I-deficient area in all age groups* |
||
Mehta et al. (1987) India [55] |
n = 60,6-16 yr, from 2 villages |
WISC IQ |
49 test children with IQ < 89, 11 with IQ>90 |
||
Querido et al.(1978) Indonesia [56] |
n = 245,6-20 yr |
Motor development tests: pinboard, tapping, balance, reaction
time, throwing balls, figure comparison |
Treated children (6-8 yr) scored higher in pinboard **,
tapping * |
Abbreviations: ENT, ear, nose, and throat; IQ, intelligence quotient; SES, socio-economic status; WISC, Weschler Intelligence Scale for Children.
Source: modified from ref. 47.
Using a more rigorous study design, Pretell et al. [62] compared the children of mothers from three iodine-deficient villages who were supplemented before conception with unsupplemented controls from the same villages. Although there were no significant differences between the groups in terms of their developmental quotient, the children of treated mothers scored higher at all ages. In a double-blind randomized trial in Zaire, the developmental quotients in infants from treated mothers were significantly higher than the developmental quotients in infants from non-treated mothers [63].
Perhaps the best and earliest longitudinal, double-blind, randomized, controlled trial was conducted in Papua New Guinea by Pharoah and Connolly and colleagues [65-69,72-75]. Intramuscular iodized oil was effective in preventing both types of endemic cretinism, and children whose mothers received iodized oil had better cognitive and fine motor skills than control children. Infant and childhood cumulative mortality over the first 15 years of life was significantly reduced in the treated group. This study also showed links between maternal level of thyroid hormones and childrens developmental outcomes.
The most recent maternal supplementation study, conducted in China [64], indicated that children born to women supplemented in the first and second trimesters had decreased prevalence of moderate or severe neurologic abnormalities, and increased developmental quotients compared with children whose mothers received iodine later in pregnancy.
All the studies discussed above indicate that maternal supplementation during gestation and the first trimester affects mental development in children. The studies from Papua New Guinea, China, and Zaire are sufficiently robust to establish that iodine deficiency in utero causes cretinism and poor development in childhood.
Childhood supplementation studies
A limited number of researchers have conducted iodine-supplementation trials in children (table 3) [76-80], but many of the studies had design flaws. The earliest supplementation trials evaluating developmental outcomes with children took place in Ecuador [77]. In these trials, 51 children aged 6 to 10 years from an iodine-deficient village were injected with iodized oil. Two years later, they were compared with children from a control village. The mean intelligence of the treated subjects was higher than that of the controls, but the results were significant only in the girls. In a Chinese study, children from an iodine-deficient area had significantly lower mean hearing thresholds, and the levels improved with treatment. However, no placebo group was measured at the same time [76]. A more recent treatment trial in Spain compared children from severely iodine-deficient areas who had been treated 32 months previously with children who had not been treated; no differences were found in scores on tests assessing manual dexterity and reaction speed [78]. Given the amount of time that elapsed between treatment and testing, it is likely that the effectiveness of the iodine supplement was reduced.
In a double-blind randomized controlled trial of schoolchildren in Bolivia, there were no improvements in any of the neurodevelopmental or IQ measures. However, the iodine status of the placebo group improved during the study, confusing the results [79]. In Malawi a double-blind placebo-controlled study in an area of endemic goitre found significant differences in the final test scores in three aggregate ratings on mental development that compared children who received iodine with those who received a placebo. However, there were no valid pre-test scores, so the findings are not conclusive [80].
The data from childhood supplementation studies are less clear than those from maternal supplementation studies, probably because there are only a few studies and only one had a randomized design with pre- and post-treatment measures.
TABLE 2. Iodine intervention studies with mothers
Source |
Sample |
Intervention |
Outcome measures |
Results |
||
Ramirez et al. (1969) Ecuador [60] |
Two I-deficient villages: pregnant women in 1 treated not in
the other. |
Mothers treated with iodized oil(regular doses to maintain
urinary excretion of 50µg/g creatinine until 4-5 yr after 1st
injection) |
Stanford-Binet |
Difference between group II & controls(p
<.002) |
||
Ramirez et al. (1972) Ecuador [61] |
Group I: children of mothers who received I before 6th mo of
pregnancy |
Same as above |
Gesell |
Higher % of children< 4 yr old in village receiving iodized
oil performed in normal range of IQ scores than children in control
village |
||
Pretell et al. (1972) Peru [62] |
n = 456 newborns 56% iodized group 44% placebo, I-
deficient |
Mothers received dose of I during pregnancy & another dose
3 yr later |
Stanford-Binet |
No significant differences, but scores higher in iodized
group |
||
Thilly et al.(1980) Zaire [63] |
Double-blind randomized trial in area of severe I
deficiency |
500 mg iodized oil, or I-free vitamins |
Brunet-Lezine scale (DQ) |
In children whose mothers were treated: higher DQ(115>
104**), lower infant mortality rate*, higher maternal I
concentration** |
||
Cao et al.(1994) China [64] |
All children 2 yr |
400 mg iodinated oil |
Bayley Scales (DQ) |
In children whose mothers were treated earlier: higher DQ(90
> 75***), decreased prevalence of moderate or severe neurological
abnormalities (2% v. 9%**), decreased prevalence of
microcephaly(11%v.27%**) |
||
Pharoah et al. (1971) Papua New Guinea [65] |
Families in 16 villages randomly assigned to treatment or
placebo |
Same as above |
Incidence of cretinism, maternal T3 & T4 levels |
Higher number of cretins born to unsupplemented
mothers |
||
Connolly & Pharoah (1979) Papua New Guinea [66] |
Children from 5 of above villages |
Same as above |
Same as above & manual dexterity(bead threading,
pegboard) |
Better values in treated group for pegboard*, bead
threading** |
||
Pharoah et al. (1981) Papua New Guinea [67] |
Same 5 villages |
Same as above |
Same as above |
Significant correlations between motor ability of child &
maternal T4 level |
||
Pharoah et al. (1984) Papua New Guinea[68] |
Same 5 villages |
Same as above |
Same as above & Pacific Design Construction Test |
Significant correlations between both intellectual & motor
ability of child & maternal T4 level |
||
Connolly et al. (1989) Papua New Guinea[69] |
Same 5 villages |
Same as above |
Motor performance, card sorting |
Significant correlations between all mental & motor scores
& maternal T4 level |
Abbreviations: DQ, developmental quotient; IQ, intelligence quotient.
Source: modified from ref. 47.
A substantial number of studies have examined iodine deficiency and its effect on child development. However, many of them have design problems. In spite of these problems, it is possible to conclude that supplementation is critically important pre-conception and in the first two trimesters of pregnancy for women who live in iodine-deficient areas. Few studies have looked at the effects of supplementation on childrens cognitive function and school achievement, and the findings are inconsistent. However, supplementation for school-aged children in iodine-deficient areas remains important in order to reduce the incidence of goitre. Within supplementation programmes, girls should be targeted if possible because of the risk of pregnancy.
Clearly, iodine deficiency is a public health problem of global concern, and universal salt iodization is a priority [81]. Fortification of all salt for human and animal consumption is the easiest and most cost-effective method of iodization. However, the voluntary intake of salt is not always enough to protect the population from iodine deficiency. In Germany, for example, iodization of salt and of pig and cattle food was mandatory only in East Berlin. As a consequence, infants born in West Berlin were more likely to be iodine deficient, despite the availability of iodized salt [82]. Many factors hinder the progress of universal salt fortification, including poor storage, insufficient market control, insufficient monitoring, inattention to cost, limited programme integration, and governmental complacency [43]. Thus, the approach to salt iodization must be tailored to each particular countrys needs.
Although salt is the most desirable option, other possible forms of fortification do exist. According to WHO [83], iodized oil should be used in situations in which the prevalence of iodine-deficiency disorders is moderate or severe, cretinism and neonatal hypothyroidism are present, or universal salt iodization programmes would not reach women of reproductive age in one to two years. Although it is certain that women of reproductive age should be given iodine at all costs, it is not yet clear if schoolchildren should also be given priority. Single oral doses of Lipiodol, 240 mg for 6 months or 480 mg for 12 months, have been shown to prevent the worst iodine-deficiency disorders, such as hypothyroidism and cretinism, and doses much higher than 400 mg are usually not recommended [59,84-87].
Eighty-eight of the 97 developing countries iodize salt. However, problems with the marketing and production of adequately iodized salt still prevail. Several countries face the challenge of achieving universal salt iodization by assisting and encouraging many small producers to iodize salt. The next step towards the successful achievement of universal salt iodization will require ongoing monitoring of salt iodization through its various stages of production and distribution, including monitoring urinary iodine excretion.
TABLE 3. Iodine intervention studies with children
Source |
Sample |
Intervention |
Outcome measures |
Results |
Wang & Yan (1985) China [76] |
n = 150, 7-11 yr |
I prophylaxis for 3 yr |
Mean hearing threshold Hearing at different
frequencies |
Lower hearing threshold in untreated groups*** improved with
treatment |
Dodge et al. (1969) Ecuador [77] |
Children from 1 village(n =51) aged 6-10 yr injected
compared after 2 yr with those in control village |
2 ml iodized oil |
Goddard Test Goodenough, draw- a-man |
Mean intelligence of treated > controls, girls*** |
Bleichrodt et al. (1989) Spain [78] |
n = 287,6-12 yr from several different
villages |
Single oral dose (2 ml) of Lipiodol |
Manual dexterity Reaction time |
No difference in mean values or distribution curves |
Bautista et al. (1982) Bolivia [79] |
w=200,5.5-12yr |
Oral dose of 1.0 ml iodized poppyseed (Ethiodol) 475
mg |
Bender-Gestalt |
IQ showed significant* dependency on goitre size change in
both groups (especially in girls) |
Shrestha (1994) Malawi [80] |
n = 134,6-8 yr from same area of endemic
goitre |
Single oral dose(1 ml) of iodized oil |
Fluid intelligence |
Fluid intelligence*** |
Iron-deficiency anaemia and concurrent development
Longitudinal studies of development of children who had iron-deficiency anaemia in infancy
Conclusions from longitudinal studies
Treatment trials in children under two years of age
Conclusions from preventive trials
Iron-supplementation studies of anaemic school-aged children
Mechanisms
Summary of findings and conclusions on iron deficiency and child development
Policy implications
In 1985, the estimated prevalence of anaemia (haemoglobin <110 g/L) in children under five years of age was 46% to 51% in developing countries and 7% to 12% in developed countries [88]. It is difficult to be certain of current prevalence levels, because the Opportunities for Micronutrient Interventions (OMNI) still cite a 51% prevalence in young children [89]. Anaemia has many different causes, but by far the most common is iron deficiency. Therefore, it is reasonable to assume that most anaemic children are iron deficient. Anaemia is most prevalent in children between 6 and 24 months of age, and the major causes are inadequate dietary intake of bioavailable iron, malaria, and parasitic infections.
In adults, iron deficiency affects work capacity and work productivity [90]. In one study, anaemic Indian children five to six years of age had lower work capacity than non-anaemic children [91]. For some years there has been concern that iron deficiency affects childrens cognitive, motor, and behavioural development, and a substantial number of studies have been conducted to investigate this. Unfortunately, many of the studies have failed to use a randomized design.
It is well established that iron-deficient anaemic children usually have poorer levels of development than non-anaemic children. Many correlational studies have linked iron status with current development [92-96]. Associations have been found between iron-deficiency anaemia and poor concurrent development in pre-intervention measures of infants who were subjects in treatment trials. Infants with iron-deficiency anaemia scored lower on the Bayley Test of Mental Development in Indonesia [97], Guatemala [98], Chile [99], and Costa Rica [100, 101] and on the Bayley Test of Motor Development [97,98,100,101]. Only a few studies have failed to find associations with iron-deficiency anaemia and development [102,103].
Lozoff examined the level of anaemia that was associated with a decline in development and found that infants with haemoglobin below 150 g/L had significantly lower motor development scores than infants with higher haemoglobin levels, whereas infants with haemoglobin levels below 100 g/L had lower mental and motor development scores [100]. Walter and colleagues reported that infants who had anaemia for long periods of time had poorer development than those who had anaemia for only a short period [104].
Not only is anaemia associated with concurrent poor development, but in several studies it has also been shown to predict future poor development. In a longitudinal study of growth and development of children in the first two years of life in Yugoslavia [105], childrens haemoglobin level at 18 months predicted their developmental levels at 24 months.
In five longer-term studies (table 4) [106-109; Hurtado E, personal communication 1998], children who were anaemic in infancy continued to have poor levels of mental development several years later, even when their iron deficiency had been treated successfully [106-108, 110]. Costa Rican children who were anaemic between 12 and 23 months of age and were treated successfully with iron were followed up at five years of age and given a comprehensive battery of tests. Those who had been anaemic were normal in all measures of nutritional status, but they scored lower than control children on most of the cognitive and motor tests. They also came from less stimulating homes, but after a large number of confounding variables had been controlled for, the formerly anaemic children still scored lower than the controls on tests of visual motor integration, gross and fine motor skills, and subtests of the Woodcock-Johnson pre-school battery and performance IQ [106].
In a similar study in Chile, five-year-olds who were anaemic at 12 months and had been treated scored worse on a test battery including fine motor proficiency, psycho-linguistic ability, and pre-school abilities [104,107,111].
In a third longitudinal study, middle-class Israeli children had their haemoglobin levels examined at 9 to 10 months of age, and their developmental levels or IQs were assessed at 2, 3, and 5 years of age. Children who had haemoglobin < 100 g/L scored lower than control children at each age level. However, when maternal education and birthweight were controlled, the difference was only significant at five years [110]. These children were examined again in the second grade [108], when the formerly anaemic children had poorer school achievement ratings than children who had haemoglobin levels above 115 g/L. The authors pointed out that maternal education made a much larger contribution to the ratings than a history of anaemia.
TABLE 4. Longitudinal studies of infants with iron-deficiency anaemia
Study |
Sample |
Measurements |
Results |
Lozoff et al.(1991) Costa Rica [106] |
163 of 191 lower-middle- class children from a study between
12 & 24 mo of age retested at 5-6 yr |
Battery of tests: WPPSI, Bruininks-Oseretsky motor test,
Woodcock- Johnson psychoeducational battery, VMI, Goodenough draw-a- man,
neurological examination |
After several confounding variables had been controlled for,
group 1 had significantly lower scores in WPPSI performance scales, gross &
fine motor skills, VMI, psychoeducational battery |
De Andraca et al. (1990) Chile [107] |
Lower- & middle-class participants in a previous study of
Fe fortification from 3 to 12 mo; from an original 196 chose 41 formerly anaemic
& 29 non-anaemic |
Battery of tests: Stanford- Binet, Illinois psycho- linguistic
abilities test, psychoeducational battery, Bruininks- Oseretsky motor test, VMI,
neurological examination |
Anaemic group had significantly lower scores in all tests
except tests of gross motor ability & more neurological immaturity |
E. Hurtado et al.(1998) USA [personal communication] |
3,322 participants in the WIC programme, Florida Hb measured
on enrolment |
School records at age 10 (5th grade) |
Hb ³ 90 g/L had small increased
risk of learning disability, after many confounders had been controlled
for |
Palti et al. (1985) Israel [108] |
Middle-class children had Hb screened at 9 mo |
2 yr Brunet-Lezine |
Anaemic children had significantly lower scores at 2, 3, &
5 yr |
Palti et al. (1985) Israel [108] |
Same study as above |
2nd grade children teacher rating behaviour & school
achievement |
Anaemic children had significantly lower school achievement
& behaviour rating after confounders had been controlled for |
Cantwell (1974) USA [109] |
61 infants studied from birth to 7 yr |
Neurological examination at 6-7 yr |
Anaemic childrens IQ = 92 |
In a study published only in abstract, Cantwell reported an increased incidence of neurological delay in seven-year-old children who were anaemic in infancy [109].
Hurtado and colleagues (personal communication, 1998) took an epidemiological approach to the problem. They used records from Dade County, Florida, of birthweight, enrolment in WIC programmes (a national programme of nutritional supplementation), and achievement in elementary school. Based on the 3,771 records with complete data, 10-year-old children who had been anaemic on enrolment in the WIC programme in the first four years of life were more likely to be receiving special education. This finding remained after several variables had been controlled for (birthweight, ethnicity, maternal education, etc.).
The depressing implication of these studies is that iron-deficiency anaemia leads to irreversible changes to childrens development. However, as with most other nutritional deficiencies, iron deficiency is associated with many environmental disadvantages [106, 112], which themselves may detrimentally affect childrens development. Most of the studies discussed above attempted to control statistically for social factors that could contribute to the differences between groups, such as home stimulation and maternal IQ and education. It could still be possible that differences in home environments accounted for the differences between the two groups. Some measures of the environment may not have been sensitive, or there may have been other unmeasured variables that influenced childrens development. Thus, to demonstrate a causal relationship, randomized controlled trials are essential.
Short-term treatment trials
The first treatment trials were short, usually lasting less than two months, and produced no convincing evidence of benefit to childrens developmental levels. Children who received short-term treatment showed improvements in scores on the Bayley Test of Mental Development [99], although there were no placebo anaemic groups, so that test practice could have accounted for the improvement. Four short-term treatment trials with placebo groups in the United States [113], Guatemala [98], Costa Rica [100], and Chile [104] failed to find significant treatment effects, although the sample sizes were extremely small in most of the studies.
Treatment trials longer than two months
Studies with longer-term supplementation for two to six months yielded inconsistent although more positive results (table 5) [97, 100,101,104, 114]. Unfortunately, few of them had randomized designs. Three studies had no placebo group, and all anaemic children were treated and compared with non-anaemic children. In two of the studies, anaemic children were treated for three months [100, 104], and in the other they were treated for six months [101]. In these three studies, the anaemic children initially had lower scores on the Bayley mental scales than the non-anaemic children, and in two of the studies they had lower scores on the motor scale as well [100, 104]. The treated anaemic children did not improve more than the non-anaemic ones in either scale in any of the studies. In one study [100], the group of children achieving complete haematological normality significantly improved relative to the non-anaemic group. However, Walter and colleagues [104] found no improvement with supplementation in a similar subgroup.
Randomized controlled trials
Only two of the treatment trials were randomized. In England 97 anaemic children were randomly assigned to a vitamin C and iron supplement or vitamin C alone. There were no significant differences on the Denver Mental Development Test after two months of treatment. However, more iron-treated children than placebo-treated children had a normal rate of development. Also, the Denver Test was not designed to be sensitive to small differences, which may account for the failure to find an effect.
In the second randomized control trial, 50 anaemic children aged 12 to 18 months were assigned to iron treatment or placebo. The treated group showed a dramatic overall improvement in both mental test scores (18.8 points higher in the treated group than in the placebo group) and motor test scores (18.4 points higher in the treated group than in the placebo group) after four months of treatment (fig. 1) [97].
Conclusions from treatment trials
When assessing the results of treatment trials of children of this age, there is no consistent evidence that short-term treatment improves development. The three longer-term trials, which had no anaemic placebo group [100,101,104], as well as the longitudinal studies discussed previously, all suggest that treatment does not improve development in anaemic children. The failure of six months of treatment to produce even a hint of reduction of the deficit in anaemic children in the Costa Rican study [101] is particularly worrisome. However, without a placebo group, we do not know how untreated anaemic children would have developed, and we cannot assume that they would develop at the same pace as non-anaemic children. Therefore, the study design prohibits making any firm conclusions.
The Indonesian study [97] stands alone in having a randomized design and showing a large treatment effect in anaemic infants following longer-term treatment. The design was robust, but the study had only 25 treated children and clearly needs replicating before it can be extrapolated to all populations.
TABLE 5. Trials of iron treatment given to anaemic children under two years of age for at least two months
Study |
Sample |
Treatment |
Test |
Results |
Aukett et al.(1986) UK [114] |
n = 97 IDA 17-19 mo Random assignment to treatment or
placebo |
Fe & vitamin C for 2 mo; placebo was vitamin C |
Denver Test |
No significant treatment effect on Denver scores;
significantly more treated children achieved normal rate of
development |
Lozoff et al.(1987) Costa Rica [100] |
1) 12-24 mo, n = 52 IDA, n = 35 non-IDA Random assignment to
treatment or placebo |
Oral or intramuscular Fe for 1 wk |
Oral Fe for 12 wk |
Bayley Test Initially anaemic group had lower MDI &PDI
scores; no treatment effect after 7 days |
Walter et al. (1989) Chile [104] |
1) n = 196, 3 mo stratified by BF, randomly assigned to
treatment or placebo; no baseline measures |
1) Fe-fortified food from 3 to 12 mo; tested at 12
mo |
Bayley Test |
1) Groups pooled, anaemic children had lower MDI & PDI at
12 mo |
Idjradinata & Pollitt (1993) Indonesia [97] |
12-18 mo |
4 mo Fe treatment |
Bayley Test |
Initially IDA significantly lower MDI & PDI than other 2
groups, IDA significantly improved & caught up to the other 2
groups |
Lozoff et al. (1996) Costa Rica [101] |
12-23 mo |
6 mo Fe treatment |
Bayley Test |
IDA significantly lower MDI on enrolment & showed no
improvement, PDI lower(non-significant) & remained so throughout |
Prophylactic treatment trials
Six prophylactic randomized controlled trials (table 6) [Williams J, personal communication, 1998; 104; 115-118] involved giving iron supplementation in the first year, usually before any degree of anaemia developed. Their aim was to prevent anaemia from developing in one group of children. Two recent large studies, one in England [118] and the other in Chile [117], reported no difference in development between the treated and placebo groups at the end of the supplementation period. In the Chilean study, 944 non-anaemic six-month-old children were randomly assigned to iron supplementation or placebo; the children were tested on the Bayley Test at 12 months of age. In the English study, 9-month-old children were enrolled and supplemented until they were 18 months old, when no difference was found on the Bayley Test between supplemented and non-supplemented children. These two studies were published only in abstract form, so the full details cannot yet be evaluated.
Two other studies are difficult to interpret [104,115]. In a randomized trial in Papua New Guinea, two-month-old children were given intramuscular iron or a placebo [115]. At 12 months they were given tests of habituation. Unfortunately, the high prevalence of malaria parasitaemia confused the results, and there was no clear treatment effect. Those children without parasitaemia and treated with iron had longer fixation times than the children receiving placebo, indicating better attentional abilities; habituation was not affected. In another randomized trial [104], children were given fortified formula or food from three months of age. We were unable to find results reported by the original randomization groups, because the anaemic children from both groups were pooled and said to have lower scores than non-anaemic children.
Two studies showed clear benefits from iron prophylaxis. In a Canadian study [116], 283 infants between birth and two months of age, mostly from poor Amerindian families, were randomly assigned to iron-fortified formula or regular formula. The difference in the incidence of anaemia between the two groups reached a maximum of 19.9% (28.0 vs 8.1) at six months of age and declined to 7.8% at 15 months. The motor scores of the iron-fortified group on the Bayley Test were not different at 6 months but were significantly higher at 9 and 12 months of age (maximum difference, 1/2 standard score). However, the benefit was transient and no longer significant at 15 months. There was no treatment effect on the mental scale. Although this was a well-designed study, the loss of 129 children by 15 months raises doubt as to the validity of the findings at this age.
A second important study was recently reported from England [Williams J, personal communication, 1998]. One hundred poor inner-city children were randomly assigned at 7 months of age to iron-fortified formula or unfortified cows milk until 18 months of age. On enrolment, some children were already anaemic (16% in the non-supplemented and 13% in the supplemented group). By 12 months the proportions were 31% and 3%, and by 18 months they were 33% and 2%, respectively. The groups had similar scores on the Griffiths Test on enrolment at 18 months, but at 24 months their developmental quotients and scores in every subscale except the locomotor were significantly higher than those of the group receiving cows milk (fig. 2). The latter group showed a marked decline in scores between 18 and 24 months of age, which did not occur in the fortified group. A decline around this age is well established in deprived children. The main problem with this study is that the ingredients of formula differed from cows milk in several ways other than the iron content, and these other ingredients may have played a role. This study illustrates the importance of conducting longitudinal studies when concerned with child development outcomes, because if the study had stopped at 18 months when the supplement was stopped, no effect would have been evident. It is possible that the developmental deficit takes time to develop, which may explain the failure of other preventive trials to show a benefit [101,118].
TABLE 6. Prophylactic iron treatment trials in infancy (in chronological order)
Study |
Sample |
Treatment |
Test |
Results |
Heywood et al. (1989) Papua New Guinea [115] |
n = 96, 2 mo |
Injection of Fe or placebo at 2 mo |
12 mo: habituation test, examination for malaria
parasites |
Malaria confused the results; in parasite- free children only,
treated children had higher fixation times |
Walter et al. (1989) Chile [104] |
n = 196, 3 mo |
Fe-fortified or non- fortified food from 3 to 12 mo |
12 mo: Bayley, no baseline measures |
No significant benefit on Bayley scores |
Moffatt & Longstaffe (1994) Canada[116] |
n = 283,6 mo |
Fe-fortified or regular formula |
6,9,12,15 mo: Bayley |
PDI not significantly different at 6 & 15 mo,
significantly better in Fe-treated group at 9 & 12 mo |
Lozoff (1996) Chile (abstract only) [117] |
n = 944, 6 mo |
Fe or no Fe, 6-12 |
12 mo: Bayley |
No treatment effect on Bayley scores 4% IDA in control group,
15% in treated |
Williams et al. (1998) England [personal
communication] |
n = 100 inner-city infants on cows milk |
Fe-fortified formula or cows milk from 7 to 18
mo |
7,18,24 mo: Griffiths |
18 mo: no treatment effect |
It appears that preventive trials benefit some populations. The two later studies were both randomized controlled trials, although one had a large loss and the other did not give only iron. The difference in proportion of anaemic children between the groups in the English trial [Williams J, personal communication, 1998] was considerable (30%), and the follow-up continued for 17 months, which may explain why benefits were found. In contrast, in most of the other studies, the duration was shorter and the difference between the groups in anaemia was not so great.
Studies with schoolchildren will not be discussed in detail, since our focus is on younger children. However, when interpreting findings from studies in younger children, it is useful to be cognizant of findings from older children. Unlike studies in the first two years of life, studies in older children have had reasonably consistent results. Benefits to childrens performance on tests of cognitive function or school achievement were reported India [119], Indonesia [120-122], and Egypt [123]. It is unclear why one well-designed study in Thailand failed to find an improvement in school achievement when anaemic children were given iron [124].
Lozoff reviewed the possible mechanisms whereby iron deficiency might affect behaviour and mental development [125]. Research in animals suggested that the brain is directly affected. Total brain iron is reduced in iron deficiency, and if it occurs early in life, there is a permanent reduction despite correction of anaemia [126,127]. Iron is essential for myelination, and iron-deficient rats show hypomyelination. In addition iron plays a role in neurotransmitter function, and dopamine function is decreased [126-128].
Another possible mechanism is through the childrens behaviour itself, which could lead to poor development. Anaemic children have been reported to be inhibited [129], and recently systematic observations showed that they stay nearer their mothers, are wary and hesitant, and interact less with family members [125,130]. This behaviour is similar to that of malnourished children [131]. It has been hypothesized that the children are isolated from their environments and thus fail to explore and acquire skills at a normal rate, a phenomenon known as functional isolation [132].
Recent work in children may explain the link between central nervous system changes and behaviour [125]. Infants with iron-deficiency anaemia had prolonged latency in auditory brain stem responses, which remained after correction, providing evidence that the central nervous system is affected in iron-deficiency anaemia. Iron-deficient infants also have reduced vagal tone, which remains after correction of iron deficiency. Reduced vagal tone has been linked to behaviour changes, including poorer developmental outcome, extreme inhibition, and reduced ability to cope with stress [133, 134]. These changes could explain some of the behaviours of iron-deficient children.
Association between iron-deficiency anaemia and development
The association between iron-deficiency anaemia in the first two years and concurrent and future poor developmental levels is well established. It is also well established that iron-deficiency anaemia is associated with many sociocultural disadvantages.
Iron-deficiency anaemia causes poor development
School-aged anaemic children benefit from iron treatment in terms of cognition and school achievement, indicating that there is likely to be a causal association between iron treatment and improved cognition. It is extremely unlikely that older children are more sensitive to iron-deficiency anaemia than younger children.
There is evidence from two preventive randomized controlled trials that iron deficiency detrimentally affects child development [116; Williams J, personal communication, 1998], although the benefit is transient in one study. However, as two recent trials failed to find a benefit [101, 118], we need to carefully examine the data when they become available in order to determine why these studies have inconsistent findings. Possible reasons are the duration of the treatment, the age of the child at testing, and the difference in the prevalence of anaemia between the treated and the placebo groups. No trials have been reported in countries with extremely high levels of anaemia. No consistent evidence suggests that mental development is affected differently from motor development.
Response of children with iron-deficiency anaemia to treatment
Short-term treatment does not benefit childrens development during the period of treatment. In children under two years of age, the evidence for an improvement in development in response to longer-term treatment of iron-deficiency anaemia rests on one small randomized trial [97], and these findings need to be replicated. Several studies failed to show an improvement with treatment, but they had less robust designs.
Many developed countries have reduced pre-school anaemia through the use of iron-fortified formula, complementary foods, and iron supplements. For example, in the United States the prevalence of anaemia has seen a steady decline of 5% among low-income children who received iron-fortified foods through the federal food supplement programme for women, infants, and children [135]. However, among similar low-income populations in Canada and Britain, the prevalence of iron-deficiency anaemia among low-income children remains around 25% or even higher [136].
At the 1990 World Summit for Children, goals were set to reduce iron-deficiency anaemia by a third of the 1990 levels by the year 2000 [20]. However, large-scale interventions in developing countries to reduce anaemia have had little success; most approaches have been limited to providing supplements [137]. Although governments have adopted policies to reduce iron-deficiency anaemia among pregnant women and pre-school children, often these are not enforced or implemented. Recent research has demonstrated that approaches such as the control of malaria and other parasitic infections, long-term supplementation, and food fortification can successfully reduce the prevalence of iron-deficiency anaemia [138,139]. These approaches need to be considered by policy makers and governments as possible means to reduce the prevalence of iron-deficiency anaemia. Furthermore, anaemic children usually have other risk factors for poor development; if these children are to attain optimal development, an integrated approach, which includes child-development activities, is needed.
Zinc deficiency is now recognized as a public health problem [140]. Zinc deficiency is associated with complications of pregnancy and birth outcomes [141], impaired immune function [142], and increased duration and severity of diarrhoea in children [143]. It also causes growth retardation, and several studies have shown that zinc supplementation can produce a significant growth response in height and weight-for-height [144-146].
Zinc deficiency occurs in many countries, but the actual number of people affected is unknown because of difficulties in diagnosis. The quality of the diet, the incidence of infection, and the physiological stage of development all determine the prevalence of zinc deficiency. It is common where diets contain little meat and high levels of phytate or fibre, which reduce zinc bioavailability. These characteristics are common in the diets of many developing countries. Cows milk also inhibits zinc bioavailability, whereas breastmilk does not. In addition, competitive interactions between zinc and copper and between zinc and iron may further limit availability [147].
Requirements for zinc are increased during periods of rapid growth, such as infancy and pregnancy, and in addition, increased loss in the stool occurs in diarrhoea. Zinc deficiency is therefore likely to be common in young undernourished children who have frequent diarrhoea.
There is concern that zinc deficiency may detrimentally affect childrens mental development and behaviour. Several studies in primates have shown that zinc deficiency affects behaviour [148]. A few studies conducted in children are summarized in table 7 [143, 147, 149-152]. Childrens behaviour in their homes was the outcome of interest in two randomized, controlled trials of zinc supplementation. In a study of Indian children aged 12 to 24 months, their activity was divided into five groups according to intensity, and the supplemented group spent more time in the highest-intensity category; ratings of their overall activity level were also significantly increased [143]. In a study in Guatemala [150], the supplemented children were observed to sit and play more often and lie down less often than unsupplemented children. However, the definition of play was unclear, and no difference in the age of attainment of motor milestones was found. Neither study analyzed the results by change in scores.
One study examined the effect of supplementation on infants psychomotor development. In a randomized trial of 52 very-low-birthweight children in Canada [152], the group that received zinc and copper supplements had significantly higher scores on the locomotor subscale of the Griffiths Test than the unsupple-mented group after approximately six months. The other subscales were not affected.
In two randomized, controlled trials of the effects of zinc supplementation on the cognitive function of schoolchildren, no differences were found. However, an extremely limited range of cognitive functions were tested [147,151]. In a recent Chinese study [149], school-children showed benefits to their scores on a wide range of cognitive tests after 10 weeks of zinc supplementation as compared with a group receiving a micronutrient mixture. The groups were randomized by class, and the analysis was done by child. The evidence suggests that zinc deficiency affects behaviour and cognition, but more studies are required to determine a causal relationship with confidence.
Vitamin A deficiency
Vitamin A deficiency is associated with blindness and increased severity of infections such as measles and diarrhoeal disease. The 1995 estimates from the WHO Micronutrient Deficiency Information System database indicate that approximately 2.8 million children under five years of age currently exhibit signs of clinical xerophthalmia, and 14 million pre-school children already have some eye damage from vitamin A deficiency. Blindness would almost certainly have a detrimental effect on childrens development, especially where facilities for blind children are lacking.
TABLE 7. Studies of the effect of zinc treatment on childrens behavioural and cognitive functions
Source |
Sample and study design |
Treatment |
Outcome |
Results |
Penland et al. (1997) China [149] |
n = 372 6-9 yr |
A. 20 mg Zn daily |
Growth: knee height |
Knee height: B > C > A |
Bentley (1997) Guatemala [150] |
n = 108 |
10 mg Zn or placebo |
Behaviour observed at baseline & 3 &7 mo
later |
No difference at baseline or 3 mo |
Sazawal et al. (1996) India [143] |
n = 93 children 12-23 mo |
10 mg elemental Zn given daily for 6 mo to treatment
group |
Behaviour observation for 2 consecutive days, 5
h/day |
Significant increase with treatment in high-movement
activities |
Cavan et al. (1993) Guatemala [151] |
n = 162,~81.5 mo |
Before study all were given multivitamin & mineral
supplement without Zn |
Anthropometry |
Significant treatment effect for mid-arm circumference &
triceps skinfold only, not significant for height & weight |
Friel et al. (1993) Canada [152] |
n = 52 VLBW infants, mean gestational age 29
wk |
Supplemented 6 mo: 11 mg/L Zn, 0.9 mg/L Cu |
Biochemistry: blood & hair samples |
Significant difference in growth velocities & Griffiths
motor subscale between supplemented & unsupplemented group |
Gibson et al. (1989) Canada [147] |
60 boys aged 5-7 yr |
10 mg Zn daily, or placebo |
Anthropometry: height, weight, weight-for-height |
No overall treatment effect on anthropometry, biochemistry, or
cognition |
It is only recently that we have begun to understand the large number of different health and nutritional conditions that affect childrens development. Their impact appears to spread from gestation through childhood, although some stages are more vulnerable than others.
Several different insults appear to have similar effects on childrens behaviour. For example, reduced exploration and activity as well as mood changes appear in protein-energy malnutrition, iron deficiency, and zinc deficiency, as well as illness. In addition, preliminary data show that the stress response system is affected in both iron deficiency and stunting and may be affected by other deficiencies that are currently being investigated. Thus, these children may have difficulty in coping with stressful situations.
Compounding the situation, and at least as important, all these conditions usually occur in deprived environments, which may themselves affect childrens behaviour and cognitive development as well as render the children more vulnerable to health and nutritional insults. The data suggest that whereas poor social backgrounds make a child more vulnerable, enriched ones may be protective. It is clear from figure 3 that it is naive to expect that a single intervention (however attached we are to it) will cause significant improvement in childrens development (with the exception of iodine in pregnancy).
Health and nutritional professionals and international agencies now need to plan more integrated approaches to programmes that include activities to promote childrens psychosocial development as well as their health and nutrition. This calls for a radical revision of current training of health and nutrition professionals so that they can realize their role as promoters of child development rather than only of health and nutrition. We are challenged to come up with a new approach to child health and nutrition programmes that encompasses improving the psychosocial environment. In order to do this, we need good indicators of both the childs environment and his or her development. We need to pilot and evaluate different approaches and learn from the few projects that are already in progress.
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